Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dinesh Saxena (Saxena), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Saxena recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 21, 2026.
The claimant alleges the variable annuity he purchased in February 2014 was mispresented and is unsuitable, highly risky, and speculative.