Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Diana Weaver (Weaver), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Weaver recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,651.00 on April 22, 2025.
Client’s POA alleges unauthorized sells of securities in client’s Advisory Solutions Traditional IRA account.