Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devin Allen (Allen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Allen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,738.18 on July 11, 2025.
Client alleges that her FA did not accurately explain how her account fees would be charged and what would be charged. Further, she alleges the FA did not accurately explain taxes she would owe as a result of transactions.