Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derek Johnson (Johnson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $750,000.00 on June 30, 2025.
Claimant alleges, inter alia, unsuitability with respect to equity investments – December 2023 through May 2025