Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dennis Zaderaka (Zaderaka), previously associated with Securities America, INC., has at least one disclosable event. These events include one customer complaint, alleging that Zaderaka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $175,000.00 on August 06, 2020.
Statement of Claim asserts the client was sold numerous high-commission, complex, risky alternative investments, and multiple illiquid investment products.