Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Delbert Carnes (Carnes), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carnes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $57,533.00 on November 21, 2023.
Claimant alleges misrepresentation and unsuitable recommendations with regard to the sale of an alternative investment.