Securities Lawyers Blog
Investors researching Dealerweb LLC often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Dealerweb LLC was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Dealerweb is the inter-dealer brokerage arm of Tradeweb Markets, operating voice and electronic wholesale marketplaces for dealers trading United States Treasuries, agency securities, mortgage-backed TBAs, repo, corporate bonds and municipal bonds. Established as a Tradeweb division in 2008 and expanded through the 2011 acquisition of the brokerage business of Rafferty Capital Markets, the firm is based in New York and serves dealers in global rates markets.
Dealerweb LLC – By the Numbers: