Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Yahnian (Yahnian), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yahnian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on August 03, 2023.
[REDACTED]’s co-trustee alleges that Mr. Yahnian, the advisor of record on their Family Trust Account, converted funds in the Trust account for personal use.