Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Wall (Wall), previously associated with Voya Financial Advisors, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Wall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 31, 2020.
Allegations include unsuitable, illiquid investments were recommended in 2014.