Articles Tagged with David Taddeo

Broker David Taddeo in LPL Financial LLC Firm Has Customer Complaint

September 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Taddeo (Taddeo), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Taddeo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $202,000.00 on July 29, 2025.

The clients allege misrepresentation and suitability issues concerning the advisor’s advice to purchase an illiquid variable annuity in 2010.

There are Recent Customer Complaints with Broker David Taddeo in Firm LPL Financial LLC

March 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Taddeo (Taddeo), previously associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Taddeo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $202,000.00 on January 24, 2025.

Customer alleges that the sale of a variable annuity in 2010 was unsuitable.