Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Segarra (Segarra), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Segarra recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $35,000.00 on October 24, 2025.
The customer alleges that, the Registered Representative recommended an unsuitable, high-risk, illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.