Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Robinson (Robinson), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on October 11, 2023.
Claimant alleges representative made an unsuitable recommendation at his prior broker-dealer. Activity period 2014-May 2023.