Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker David Randall (Randall) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Randall was employed by UBS Financial Services INC. at the time of the activity. If you have been a victim of Randall’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $152,395.05 on March 24, 2026.
The client alleges misappropriation of funds from an IRA Rollover in 2020.