Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Porter (Porter), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Porter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 06, 2022.
Customer alleged breach of fiduciary duty with respect to equity transactions. (7/3/18-3/1/22)