Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Nicholas (Nicholas), currently associated with World Equity Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nicholas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on June 18, 2020.
Clients alleged breach of fiduciary duty and negligence in regard to the purchase of a real estate security.