Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Nadeau (Nadeau), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nadeau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on September 09, 2020.
Plaintiff makes various allegations relating to the purchase of Apple stock on August 31, 2020.