Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Mcquade (Mcquade), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcquade recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 21, 2025.
Customer alleges failure to follow instructions and that certain investments were not in her best interest.