Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Long (Long), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Long recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on February 20, 2026.
The customer alleges that the former registered representative arranged a hard-money loan between the customer and a third party outside the Firm. The customer asserts that the loan has not been repaid and believes that the former registered representative and the third party May have acted together to defraud him of the loan proceeds.