Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Glienke (Glienke), currently associated with Western International Securities, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Glienke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on September 11, 2024.
Customer alleges that an investment recommendation was unsuitable and misleading.