Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Ermlick (Ermlick), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ermlick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on March 03, 2020.
Bought 5/30/2017–250,000.00 GPB—successor trustee filed arbitration for unsuitable