Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Dunfee (Dunfee), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dunfee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,800.00 on September 04, 2025.
Client alleges misrepresentation regarding his October 2024 investment into Blackrock ETF Managed account in the amount of $281,671.19.