Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Chapin (Chapin), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Chapin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 04, 2026.
Claimant alleges unauthorized liquidation with respect to mutual fund positions – Nov 2025 to Dec 2025