Articles Tagged with Davenport & Company LLC

Broker Jason Alford in Davenport & Company LLC Firm Has Customer Complaint

November 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Alford (Alford), currently associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $94,355.00 on September 01, 2022.

Client alleges unauthorized use of margin and unauthorized trading in a managed account.

There are Recent Customer Complaints with Broker Ted Oliver in Firm Davenport & Company LLC

July 14, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ted Oliver (Oliver), previously associated with Davenport & Company LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Oliver concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,000.00 on August 02, 2023.

Reverse churning and over concentration. Beginning in October 2021.