Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Morales (Morales), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Morales recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,416.38 on March 10, 2023.
[redacted] alleges that i guaranteed a 6% earings annually on the money she invested in lincoln financial annuity. She also alleged that my investment recommendation was not suitable for her investment objectives and financial needs.