Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Grossman (Grossman), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on February 21, 2024.
The customers allege that, during the period of January 2020 through October 2020, the Registered Representative recommended unsuitable, high-risk, illiquid investments, and breached his fiduciary duty.