Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darin Duke (Duke), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Duke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on June 27, 2025.
The clients allege they deposited $60,000 on April 4, 2025, with the expectation that the Financial Advisor would invest it for them but did not.