Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Terry (Terry), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Terry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $14,865.80 on February 06, 2023.
Clients allege they had requested for their accounts to transfer outside of Edward Jones with only non-transferrable assets being liquidated. Clients further allege everything was liquidated prior to transfer.