Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Richburg (Richburg), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Richburg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 14, 2023.
Client alleges he suffered market loss for two equities that were not liquidated at the time of his request.