Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Freeman (Freeman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Freeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 13, 2022.
Client alleges that her mutual funds were sold without her authorization in 2014. damages unspecified