Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Fair (Fair), previously associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fair recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $670,000.00 on February 22, 2021.
Client alleges unsuitable and non-diversified investments during the period 2014 to 2016.