Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Chancellor (Chancellor), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chancellor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on April 20, 2021.
Claimant alleges unsuitability of alternative investment which caused financial harm. The allegations include breach of fiduciary duty, violations of rules, and negligence.