Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damon Stewart (Stewart), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Stewart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,667,000.00 on June 20, 2023.
Client alleges, inter alia, breach of fiduciary duty with respect to handing of account authorization changes and distributions requested by the client’s wife July 2018 – Aug 2018.