Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damon Mapes (Mapes), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mapes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on February 05, 2024.
Customer alleges representative made unsuitable investment recommendations.