Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damon Gallagher (Gallagher), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gallagher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on March 16, 2023.
Claimants alleges, failure to supervise with respect to Financial Advisor’s management of accounts 2019 – 2022