Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP are investigating claims against Dakota Securities International, Inc. (Dakota Securities) broker Felipe Arrieta (Arrieta). According to BrokerCheck records, Arrieta has been subject to four customer complaints, one of which is still pending. The majority of these disputes concern unauthorized trading and misuse of margin.
In April 2017, a customer alleged that from 2015 to 2016, Arrieta engaged in a misuse of margin and committed negligence. The customer is requesting $210,000 in damages. This dispute is currently still pending.
In November 2011, a customer alleged that Arrieta was engaging in unauthorized trading without the knowledge or approval of the customer. The customer requested $15,000 for damages.