Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daintry Price (Price), currently associated with LPL Financial LLC / Hub International Investment Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Price recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 11, 2022.
Deceased client’s heirs are alleging an estimated $100,000.00 loss due to a delayed account liquidation as part of an estate settlement.