Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curvin Miller (Miller), previously associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,449.45 on March 12, 2025.
Breach of fiduciary duty and failure to disclose conflict of interests between Kalos Capital and Wildermuth Endowment Funds