Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Sturges (Sturges), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sturges recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $27,438.79 on October 02, 2023.
The customers allege that in October 2022, the Registered Representative misrepresented, recommended an unsuitable investment and breached his fiduciary duty.