Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Corbin Hoffner (Hoffner), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hoffner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on May 01, 2026.
Complaint alleges, Inter Alia, violations of Reg-Bi with respect to Investment recommendation to invest in mutual fund Sep 2021 to Dec 2022