According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Troy Robertson (Robertson), currently associated with Copley Alternative Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Robertson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 09, 2026.
Breach of contract, violation of state securities statutes, Violation of Regulation Best Interest, vicarious liability, breach of fiduciary duty
Securities Lawyers Blog

