Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Colton Hill (Hill), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $46,098.15 on March 04, 2021.
The Claimant alleges that the financial advisor did not disclose that there would be tax implications to the liquidation of an annuity.