Securities Lawyers Blog
Brokerage firms such as CODA Markets, Inc. have a duty to supervise their financial advisors and to recommend only investments that are suitable for their customers. When a firm breaches that duty through negligent supervision, overconcentration, excessive investment risk, or misrepresentation, investors have the right to bring a claim against the brokerage firm. The broker misconduct attorneys at Gana Weinstein LLP represent investors in these claims and can evaluate whether your investment losses were caused by misconduct.
CODA Markets is an agency-only broker-dealer that operates an auction-based alternative trading system and smart order router for United States equities, aggregating liquidity through intraday stock auctions. Originally known as PDQ ATS and incorporated in Connecticut in 1993, the firm is based in Wilmette, Illinois, and has been owned by ACS Global Holdings since 2024 after a period under Apex Fintech Solutions.
CODA Markets, Inc. – By the Numbers: