Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clifford Gramer (Gramer), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gramer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 03, 2022.
Client alleged failure to follow instructions with respect to the investment of her funds in a new managed account strategy 2022