Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Clearpool Execution Services, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Clearpool Execution Services is an independent agency broker-dealer that provides electronic trading software and execution services, including customizable algorithms and smart order routing for U.S. and Canadian equities. Launched in New York in 2014 as part of Clearpool Group, the firm serves a client base of more than 100 U.S. broker-dealers and has been owned by BMO Financial Group since 2020.
Clearpool Execution Services, LLC – By the Numbers: