Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Schofield (Schofield), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Schofield recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on December 13, 2022.
Claimant alleges, inter alia unsuitability with respect to investments and Liquidity Access Line