Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Murray (Murray), previously associated with Mutual Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Murray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 28, 2020.
Client retained an attorney to investigate a series of transactions that resulted in a loss. Client was concerned that the transactions were not properly authorized.