Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Meyer (Meyer), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Meyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on January 09, 2023.
The clients allege that the Financial Advisor failed to follow instructions to liquidate the client’s ETF positions on the date requested, resulting in the loss of $80,000 in realized gains meant to offset a previous realized loss. The dates when the activities took place leading to the allegation are December 12, 2022, thru December 21, 2022.