Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Keelin (Keelin), currently associated with Money Concepts Capital CORP, has at least one disclosable event. These events include one customer complaint, alleging that Keelin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on July 28, 2022.
The customer is alleging misrepresentation of investments made in 2015 and 2016. The customer also alleges investments were unsuitable based on her objective and financial profile. This matter is currently under review.