Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hoffman (Hoffman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hoffman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 08, 2025.
Client alleges he instructed the Financial Advisor to liquidate his assets on April 3, 2025, and they were not sold until April 7, 2025.