Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Deyoung (Deyoung), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deyoung recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on March 16, 2020.
The Customer alleged his instructions to reallocate his account holdings were not processed as expected, resulting in a $10,000 loss. The Customer is requesting to be reimbursed for the losses.